Ex-Raymond James Broker Sara Komischke Unsuitably Recommended Off-Shore Investment
A Maine investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against brokerage firm Raymond James Financial Services, Inc. over his Northstar Financial Services (Bermuda) investment losses.
The claimant contends that the off-shore investment was unsuitably recommended to him by Sarah Komischke, also known as Xiao Qin Komischke, while she was with Raymond James. Komischke is currently a Cetera Investment Services broker. Her LinkedIn also notes that she is with FVP Wealth Management at Cathay Bank.