Claimant Alleges Overconcentration, Unsuitability, Failure to Supervise

A Portland, Oregon semi-retiree has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Western International Securities, Inc. and is seeking up to $500K in damages. The investor contends that a former financial advisor from the firm overconcentrated most of her retirement funds in illiquid private placements and caused her significant financial losses. 

Our Portland investment fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are representing this claimant in her private placement fraud case against Western International Securities. 

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